Compliance Officer

About us:

LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity.   LSEG is headquartered in the United Kingdom, with significant operations in over 60 countries across EMEA, North America, Latin America and Asia Pacific. We employ 25,000 people globally, more than half located in Asia Pacific.

Our people:

People are at the heart of what we do and drive the success of our business. Our values of Integrity, Partnership, Excellence and Change shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with unique backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and rapid development of solutions that make a difference. Our workplace generates an enriching and rewarding experience for our people and customers alike. Our vision is to build an inclusive culture in which everyone feels encouraged to fulfil their potential.

We know that real personal growth cannot be achieved by simply climbing a career ladder – which is why we encourage and enable a wealth of avenues and interesting opportunities for everyone to broaden and deepen their skills and expertise. As a global organisation spanning over 60 countries and one rooted in a culture of growth, opportunity, diversity and innovation, LSEG is a place where everyone can grow, develop and fulfil your potential with meaningful careers.

LCH SA:

LCH SA is a central counterparty (CCP) established in France. It offers central clearing services across 3 business lines: RepoClear, CDSClear and DigitalAssetClear.

Overview

Participates to the performance and the monitoring of the Core Compliance activities and to the policies owned by Compliance.

Responsibilities

Monitor, Control & Report:

• Perform Core Compliance controls as specified in the control plan,
• Work closely with the business to identify processes in order to make sure the controls are relevant and effective vs applicable regulation,
• Identify recommendations and actions plan,
• Propose controls enhancements if needed,
• Update and follow up the control plan and the recommendations issued.

Compliance policies/procedures:

• Propose and participate in liaison with the Group to the establishment and make sure that these policies/procedures are updated with the applicable regulation over the time.

Core Compliance Advisory & Training:

• Provide ongoing regulatory advice to any member of staff with respect to core compliance subjects
• Follow up the LCH SA training sessions.

Regulatory Reporting:

• Notify and correspond with regulators (AMF, ACPR, CFTC, SEC, FINMA, JFSA, OSC, AMFq, Tracfin, CNIL etc.) as and when required by the regulations to which the services need to comply with respect to core compliance. Track and archive.

In order to ensure flexibility within the team, the role may encompass any other tasks that has to be performed by the Compliance department as and when requested.

Qualifications

• Knowledge of Central Counterparty clearing, and European regulations related to Banks and to clearing,
• Organised and control oriented,
• Curious and eager to investigate in order to understand the processes and how tools work,
• Interpersonal skills, excellent verbal and written communication skills (French and English),
• Ability to work effectively with colleagues and regulators at all levels,
• Ability to manage multiple initiatives simultaneously in a dynamic environment,
• Sound judgment and strategic thinking skills.

Career Stage:

London Stock Exchange Group (LSEG) Information:

Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

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